| Name: | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Foreign Corporation |
| Status: | Active |
| Standing: | Good |
| File Date: | 02 Jan 1959 (66 years ago) |
| Organization Number: | 0110670 |
| Industry: | Security & Commodity Brokers, Dealers, Exchanges & Services |
| Number of Employees: | Large (100+) |
| Place of Formation: | DELAWARE |
| Authority Date: | 02 Jan 1959 (66 years ago) |
| Last Annual Report: | 06 Jun 2024 (5 months ago) |
| Principal Office: | ONE BRYANT PARK, NEW YORK, NY 10036 |
| Name | Role |
|---|---|
| Nathan A. Barth | Vice President |
| Name | Role |
|---|---|
| Faruqe Alam | Officer |
| Manami Ishii | Officer |
| Susan Axelrod | Officer |
| David C. Heaton | Officer |
| Andrew S. Margolin | Officer |
| Frank Racaniello | Officer |
| Michael Karam | Officer |
| Joseph A. Guardino | Officer |
| Colleen O. Johnson | Officer |
| Christine M. Costamagna | Officer |
| Name | Role |
|---|---|
| Aron D. Levine | Director |
| Nancy Fahmy | Director |
| Lorna R. Sabbia | Director |
| Lindsay DeNardo Hans | Director |
| Eric Schimpf | Director |
| DONALD T. REGAN | Director |
| ROGER E. BIRK | Director |
| THOMAS J. CASSIDY | Director |
| DAKIN B. FERRIS | Director |
| ROSS B. KENZIE | Director |
| Name | Role |
|---|---|
| Eric Schimpf | President |
| Name | Role |
|---|---|
| M. W. MCCARTHY | Incorporator |
| J. E. THOMSON | Incorporator |
| W. A. FORRESTER, JR. | Incorporator |
| Name | Role |
|---|---|
| Elizabeth A. Pryor | Secretary |
| Name | Role |
|---|---|
| C T CORPORATION SYSTEM | Registered Agent |
| Name | Role |
|---|---|
| Manami Ishii | Treasurer |
| Name | Status | Expiration Date |
|---|---|---|
| MERRILL LYNCH CAPITAL MARKETS | Inactive | No data |
| MERRILL LYNCH CONSUMER MARKETS | Inactive | No data |
| MERRILL LYNCH & CO. | Inactive | 2013-07-15 |
| MERRILL LYNCH PETRIE PARKMAN & CO. | Inactive | 2012-01-02 |
| MERRILL LYNCH PETRIE DIVESTITURE ADVISORS | Inactive | 2012-01-02 |
| Name | File Date |
|---|---|
| Annual Report | 2024-06-06 |
| Annual Report | 2023-05-25 |
| Annual Report Amendment | 2023-05-25 |
| Annual Report Amendment | 2023-05-25 |
| Annual Report Amendment | 2023-05-25 |
| Annual Report Amendment | 2023-05-25 |
| Annual Report | 2022-06-07 |
| Annual Report | 2021-05-12 |
| Annual Report | 2020-06-26 |
| Annual Report | 2019-04-29 |
Date of last update: 14 Nov 2024
Sources: Kentucky Secretary of State
