| Name: | DERMANN & SMITH PERSONAL WEALTH MANAGEMENT, L.L.C. |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Kentucky Limited Liability Company |
| Status: | Active |
| Standing: | Good |
| File Date: | 20 Jun 2002 (22 years ago) |
| Organization Date: | 20 Jun 2002 (22 years ago) |
| Organization Number: | 0539325 |
| Industry: | Security & Commodity Brokers, Dealers, Exchanges & Services |
| Number of Employees: | Small (0-19) |
| Primary County: | Fayette |
| Place of Formation: | KENTUCKY |
| Last Annual Report: | 28 Feb 2024 (9 months ago) |
| Managed By: | Managers |
| Principal Office: | 535 WELLINGTON WAY, SUITE 260, LEXINGTON, KY 40503 |
| Principal Office ZIP code: | 40503 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DERMANN & SMITH PERSONAL WEALTH MANAGEMENT, L.L.C DEFERRED PROFIT SHARING PLAN (401(K)) | 2010 | 320018164 | 2010-12-13 | DERMANN & SMITH PERSONAL WEALTH MANAGEMENT, L.L.C. | 3 | |||||||||||||||||||||||||||||||||||||||||
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| Administrator’s EIN | 320018164 |
| Plan administrator’s name | DERMANN & SMITH PERSONAL WEALTH MANAGEMENT, L.L.C. |
| Plan administrator’s address | 535 WELLINGTON WAY, SUITE 260, LEXINGTON, KY, 40503 |
| Administrator’s telephone number | 8592522780 |
Signature of
| Role | Plan administrator |
| Date | 2010-11-29 |
| Name of individual signing | AMY L. SMITH |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-11-29 |
| Name of individual signing | AMY L. SMITH |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 8592522780 |
| Plan sponsor’s address | 535 WELLINGTON WAY, SUITE 260, LEXINGTON, KY, 40503 |
Plan administrator’s name and address
| Administrator’s EIN | 320018164 |
| Plan administrator’s name | DERMANN & SMITH PERSONAL WEALTH MANAGEMENT, L.L.C. |
| Plan administrator’s address | 535 WELLINGTON WAY, SUITE 260, LEXINGTON, KY, 40503 |
| Administrator’s telephone number | 8592522780 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-28 |
| Name of individual signing | AMY L SMITH |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-09-28 |
| Name of individual signing | AMY L. SMITH |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| STEPHEN G. AMATO | Registered Agent |
| Name | Role |
|---|---|
| Amy Smith Harper | Manager |
| Name | Role |
|---|---|
| AMY LOUISE SMITH | Organizer |
| WILLIAM K. DERMANN | Organizer |
| Name | File Date |
|---|---|
| Annual Report | 2024-02-28 |
| Annual Report | 2023-03-16 |
| Annual Report | 2022-03-05 |
| Annual Report | 2021-02-09 |
| Annual Report | 2020-02-12 |
| Annual Report | 2019-04-23 |
| Annual Report | 2018-04-11 |
| Annual Report Amendment | 2017-12-04 |
| Annual Report | 2017-04-25 |
| Annual Report | 2016-03-17 |
Date of last update: 10 Nov 2024
Sources: Kentucky Secretary of State
