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DUPREE FINANCIAL GROUP, LLC

Company Details

Name: DUPREE FINANCIAL GROUP, LLC
Jurisdiction: Kentucky
Profit or Non-Profit: Profit
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
File Date: 13 May 2003 (22 years ago)
Organization Date: 13 May 2003 (22 years ago)
Organization Number: 0560000
Industry: Security & Commodity Brokers, Dealers, Exchanges & Services
Number of Employees: Small (0-19)
Primary County: Fayette
Place of Formation: KENTUCKY
Last Annual Report: 26 Mar 2024 (8 months ago)
Managed By: Managers
Principal Office: 237 EAST MAIN ST., LEXINGTON, KY 40507
Principal Office ZIP code: 40507

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DUPREE FINANCIAL GROUP PROFIT SHARING PLAN 2023 270059167 2024-07-31 DUPREE FINANCIAL GROUP, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523120
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E. MAIN ST., LEXINGTON, KY, 40507

Signature of
Role Plan administrator
Date 2024-07-31
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-07-31
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP CASH BALANCE PLAN 2023 270059167 2024-07-31 DUPREE FINANCIAL GROUP, LLC 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523120
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E. MAIN ST., LEXINGTON, KY, 40507

Signature of
Role Plan administrator
Date 2024-07-31
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-07-31
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP CASH BALANCE PLAN 2023 270059167 2024-07-31 DUPREE FINANCIAL GROUP, LLC 0
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523120
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E. MAIN ST., LEXINGTON, KY, 40507

Signature of
Role Plan administrator
Date 2024-07-31
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2024-07-31
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP CASH BALANCE PLAN 2022 270059167 2023-10-06 DUPREE FINANCIAL GROUP, LLC 8
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523120
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E. MAIN ST., LEXINGTON, KY, 40507

Signature of
Role Plan administrator
Date 2023-10-06
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-10-06
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP PROFIT SHARING PLAN 2022 270059167 2023-10-06 DUPREE FINANCIAL GROUP, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523120
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E. MAIN ST., LEXINGTON, KY, 40507

Signature of
Role Plan administrator
Date 2023-10-06
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2023-10-06
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP CBS BENEFIT PLAN 2022 270059167 2023-12-27 DUPREE FINANCIAL GROUP 6
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 541600
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E MAIN ST, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2023-12-27
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP CBS BENEFIT PLAN 2021 270059167 2022-12-29 DUPREE FINANCIAL GROUP 5
File View Page
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 541600
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E MAIN ST, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2022-12-29
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP PROFIT SHARING PLAN 2021 270059167 2022-06-07 DUPREE FINANCIAL GROUP, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523120
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E. MAIN ST., LEXINGTON, KY, 40507

Signature of
Role Plan administrator
Date 2022-06-07
Name of individual signing TIM TERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-06-07
Name of individual signing TIM TERRY
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP CASH BALANCE PLAN 2021 270059167 2022-06-07 DUPREE FINANCIAL GROUP, LLC 7
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523120
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E. MAIN ST., LEXINGTON, KY, 40507

Signature of
Role Plan administrator
Date 2022-06-07
Name of individual signing TIM TERRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-06-07
Name of individual signing TIM TERRY
Valid signature Filed with authorized/valid electronic signature
DUPREE FINANCIAL GROUP CBS BENEFIT PLAN 2020 270059167 2021-12-14 DUPREE FINANCIAL GROUP 6
Three-digit plan number (PN) 501
Effective date of plan 2021-01-01
Business code 541600
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 E MAIN ST, LEXINGTON, KY, 40507

Plan administrator’s name and address
Administrator’s EIN 846429706
Plan administrator’s name SHAWNA BURTON
Plan administrator’s address 464 CHENAULT RD, FRANKFORT, KY, 40601
Administrator’s telephone number 5026954700

Signature of
Role Plan administrator
Date 2021-12-14
Name of individual signing SHAWNA BURTON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2021/10/11/20211011115600NAL0021197968001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2021-10-11
Name of individual signing THOMAS P. DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-10-11
Name of individual signing THOMAS P DUPREE
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2021/10/11/20211011115451NAL0015876897001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2021-10-11
Name of individual signing THOMAS P DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2021-10-11
Name of individual signing THOMAS P DUPREE
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2020/09/03/20200903150523NAL0012086753001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2020-09-03
Name of individual signing THOMAS P. DUPREE, JR.
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-09-03
Name of individual signing THOMAS P. DUPREE, JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2020/09/03/20200903150727NAL0012087649001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2020-09-03
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-09-03
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2019/08/06/20190806101846P040294008029001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2019-08-06
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2019/08/06/20190806102253P040294011149001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2019-08-06
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/06/12/20180612150426P030130647393001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2018-06-12
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-06-12
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/06/12/20180612150530P030130649889001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2018-06-12
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-06-12
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2017/10/12/20171012101721P040220174625001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2017-10-12
Name of individual signing THOMAS DUPREE
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2017/10/12/20171012101539P040164244685001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2017-10-12
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/08/30/20160830133430P040009878769001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2016-08-30
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-08-30
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/08/30/20160830133225P040009355831001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2016-08-30
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-08-30
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2015-08-30
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/06/12/20180612132806P040004670617001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2018-06-12
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-06-12
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/09/01/20150901213309P030036815543001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 523900
Sponsor’s telephone number 8592330400
Plan sponsor’s address 237 EAST MAIN STREET, LEXINGTON, KY, 405071309

Signature of
Role Plan administrator
Date 2015-08-30
Name of individual signing THOMAS P. DUPREE JR.
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
THOMAS P. DUPREE, JR. Registered Agent

Manager

Name Role
THOMAS P. DUPREE, JR. Manager

Organizer

Name Role
THOMAS P. DUPREE, JR. Organizer

Filings

Name File Date
Annual Report 2024-03-26
Annual Report 2023-05-02
Annual Report 2022-03-07
Annual Report 2021-03-30
Annual Report 2020-02-24
Annual Report 2019-04-03
Annual Report 2018-06-14
Annual Report 2017-09-11
Annual Report 2016-05-20
Annual Report 2015-06-28

Related by officers

THOMAS P. DUPREE, JR.

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Related by address

No related companies by address

Date of last update: 10 Nov 2024

Sources: Kentucky Secretary of State

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