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SWAN FINANCIAL CORPORATION

Headquarter

Company Details

Name: SWAN FINANCIAL CORPORATION
Jurisdiction: Kentucky
Profit or Non-Profit: Profit
Legal type: Kentucky Corporation
Status: Active
Standing: Good
File Date: 10 Oct 2003 (21 years ago)
Organization Date: 10 Oct 2003 (21 years ago)
Organization Number: 0569822
Industry: Non-Depository Credit Institutions
Number of Employees: Medium (20-99)
Primary County: Jefferson
Place of Formation: KENTUCKY
Last Annual Report: 29 Jan 2024 (10 months ago)
Principal Office: 320 WHITTINGTON PKWY, STE 106, LOUISVILLE, KY 40222
Principal Office ZIP code: 40222
Authorized Shares: 1000

Links between entities

Type Company Name Company Number State
Headquarter of SWAN FINANCIAL CORPORATION 000-942-790 ALABAMA
Headquarter of SWAN FINANCIAL CORPORATION 0763888 CONNECTICUT
Headquarter of SWAN FINANCIAL CORPORATION 20031339061 COLORADO
Headquarter of SWAN FINANCIAL CORPORATION 5e93cf38-87d4-e011-a886-001ec94ffe7f MINNESOTA

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SWAN FINANCIAL RETIREMENT TRUST 2023 030529199 2024-04-16 SWAN FINANCIAL 19
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2024-04-16
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2022 030529199 2023-03-01 SWAN FINANCIAL 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2023-03-01
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2021 030529199 2022-11-30 SWAN FINANCIAL 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2022-11-30
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2022-11-30
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2020 030529199 2021-05-04 SWAN FINANCIAL 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2021-05-04
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2019 030529199 2020-03-25 SWAN FINANCIAL 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2018 030529199 2020-03-25 SWAN FINANCIAL 28
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2017 030529199 2020-03-25 SWAN FINANCIAL 31
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2016 030529199 2020-03-25 SWAN FINANCIAL 33
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-01-01
Business code 541600
Sponsor’s telephone number 5027531360
Plan sponsor’s address 320 WHITTINGTON PARKWAY, LOUISVILLE, KY, 402224928

Signature of
Role Plan administrator
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2020-03-25
Name of individual signing YVONNE FRY
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2015 030529199 2016-07-23 SWAN FINANCIAL 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-02-01
Business code 541600
Sponsor’s telephone number 5027531341
Plan sponsor’s address 320 WHITTINGTON PKWY, SUITE 106, LOUISVILLE, KY, 40222

Signature of
Role Plan administrator
Date 2016-07-23
Name of individual signing RACHELLE JOHNSON
Valid signature Filed with authorized/valid electronic signature
SWAN FINANCIAL RETIREMENT TRUST 2014 030529199 2015-07-14 SWAN FINANCIAL 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2013-02-01
Business code 541600
Sponsor’s telephone number 5027531341
Plan sponsor’s address 320 WHITTINGTON PKWY, SUITE 106, LOUISVILLE, KY, 40222

Signature of
Role Plan administrator
Date 2015-07-14
Name of individual signing THELMA JOHNSON
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-07-14
Name of individual signing THELMA JOHNSON
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/10/07/20141007130209P030014591181001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2013-02-01
Business code 541600
Sponsor’s telephone number 5027531341
Plan sponsor’s address 320 WHITTINGTON PKWY, SUITE 106, LOUISVILLE, KY, 40222

Signature of
Role Plan administrator
Date 2014-10-07
Name of individual signing RANDY RAQUE
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-10-07
Name of individual signing RANDY RAQUE
Valid signature Filed with authorized/valid electronic signature

Vice President

Name Role
David Randall Raque Vice President

President

Name Role
Thomas Edward Sexton President

Director

Name Role
David Randall Raque Director
Thomas Edward Sexton Director

Registered Agent

Name Role
Thomas Sexton Registered Agent

Incorporator

Name Role
RANDY RAQUE Incorporator

Assumed Names

Name Status Expiration Date
SWAN FINANCIAL HOME LOANS Active 2027-04-12
THE MORTGAGE DEPARTMENT Inactive 2012-03-27

Filings

Name File Date
Annual Report 2024-01-29
Annual Report 2023-02-21
Registered Agent name/address change 2023-02-21
Certificate of Assumed Name 2022-04-12
Annual Report 2022-04-12
Annual Report 2021-03-01
Annual Report 2020-06-03
Annual Report 2019-04-23
Annual Report 2018-04-12
Annual Report 2017-04-25

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RANDY RAQUE

RAQUE BROTHERS CONSTRUCTION COMPANY, INC. RAQUE-SEXTON, L.L.C. JPRS DEVELOPMENT, L.L.C.

Related by address

No related companies by address

Date of last update: 14 Nov 2024

Sources: Kentucky Secretary of State

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