LEXINGTON COAL COMPANY, LLC

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2004-11-01
Business code	213110
Sponsor’s telephone number	8592464222
Plan sponsor’s mailing address	400 BELLERIVE BLVD., SUITE 200, NICHOLASVILLE, KY, 40356
Plan sponsor’s address	400 BELLERIVE BLVD., SUITE 200, NICHOLASVILLE, KY, 40356

Plan administrator’s name and address

Administrator’s EIN	201631464
Plan administrator’s name	LEXINGTON COAL COMPANY, LLC
Plan administrator’s address	400 BELLERIVE BLVD., SUITE 200, NICHOLASVILLE, KY, 40356
Administrator’s telephone number	8592464222

Number of participants as of the end of the plan year

Active participants	50
Retired or separated participants receiving benefits	1
Other retired or separated participants entitled to future benefits	23
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2
Number of participants with account balances as of the end of the plan year	76
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2011-08-03
Name of individual signing	DEBBIE MCQUADY
Valid signature	Filed with authorized/valid electronic signature

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2004-11-01
Business code	213110
Sponsor’s telephone number	8592464222
Plan sponsor’s mailing address	200 WEST VINE STREET, SUITE 300, LEXINGTON, KY, 40507
Plan sponsor’s address	200 WEST VINE STREET, SUITE 300, LEXINGTON, KY, 40507

Plan administrator’s name and address

Administrator’s EIN	201631464
Plan administrator’s name	LEXINGTON COAL COMPANY, LLC
Plan administrator’s address	200 WEST VINE STREET, SUITE 300, LEXINGTON, KY, 40507
Administrator’s telephone number	8592464222

Number of participants as of the end of the plan year

Active participants	66
Retired or separated participants receiving benefits	1
Other retired or separated participants entitled to future benefits	21
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	1
Number of participants with account balances as of the end of the plan year	88
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2010-05-19
Name of individual signing	DEBBIE MCQUADY
Valid signature	Filed with authorized/valid electronic signature