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SOUND MIND INVESTING, LLC

Company Details

Name: SOUND MIND INVESTING, LLC
Jurisdiction: Kentucky
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
File Date: 28 Dec 2006 (18 years ago)
Organization Date: 01 Jan 2007 (18 years ago)
Organization Number: 0653881
Industry: Business Services
Number of Employees: Small (0-19)
Primary County: Jefferson
Place of Formation: KENTUCKY
Last Annual Report: 07 Mar 2024 (8 months ago)
Managed By: Managers
Principal Office: 9700 PARK PLAZA AVE., SUITE 203, LOUISVILLE, KY 40241-2287
Principal Office ZIP code: 40241

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SOUND MIND INVESTING 401(K) PLAN 2023 311540799 2024-05-22 SOUND MIND INVESTING, LLC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2024-05-22
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2022 311540799 2023-04-18 SOUND MIND INVESTING, LLC 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2023-04-18
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2021 311540799 2022-06-21 SOUND MIND INVESTING, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2022-06-21
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2020 311540799 2021-06-04 SOUND MIND INVESTING, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2021-06-04
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2019 311540799 2020-04-07 SOUND MIND INVESTING, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2020-04-07
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2018 311540799 2019-05-06 SOUND MIND INVESTING, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2019-05-03
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2017 311540799 2018-05-16 SOUND MIND INVESTING, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2018-05-16
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2016 311540799 2017-05-10 SOUND MIND INVESTING, LLC 15
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2017-05-10
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2015 311540799 2016-04-12 SOUND MIND INVESTING, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2016-04-12
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
SOUND MIND INVESTING 401(K) PLAN 2014 311540799 2015-04-29 SOUND MIND INVESTING, LLC 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2015-04-29
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/04/29/20150429140203P040197972055001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2015-04-29
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2014-04-11
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/03/28/20130328113727P040150169619001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Signature of
Role Plan administrator
Date 2013-03-28
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/02/10/20120210101227P030010690167001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Plan administrator’s name and address
Administrator’s EIN 311540799
Plan administrator’s name SOUND MIND INVESTING, LLC
Plan administrator’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241
Administrator’s telephone number 5024267420

Signature of
Role Plan administrator
Date 2012-02-10
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/02/07/20110207093123P040028560128001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Plan administrator’s name and address
Administrator’s EIN 311540799
Plan administrator’s name SOUND MIND INVESTING, LLC
Plan administrator’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241
Administrator’s telephone number 5024267420

Signature of
Role Plan administrator
Date 2011-02-07
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/03/15/20100315102005P040013759523001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 511190
Sponsor’s telephone number 5024267420
Plan sponsor’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241

Plan administrator’s name and address
Administrator’s EIN 311540799
Plan administrator’s name SOUND MIND INVESTING, LLC
Plan administrator’s address 9700 PARK PLAZA AVE., UNIT 202, LOUISVILLE, KY, 40241
Administrator’s telephone number 5024267420

Signature of
Role Plan administrator
Date 2010-03-15
Name of individual signing MARK BILLER
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
AUSTIN C. PRYOR Registered Agent

Manager

Name Role
Austin Carl Pryor Manager

Organizer

Name Role
AUSTIN C. PRYOR Organizer

Filings

Name File Date
Annual Report 2024-03-07
Annual Report 2023-03-16
Annual Report 2022-04-06
Annual Report 2021-02-19
Annual Report 2020-02-13
Annual Report 2019-04-24
Annual Report 2018-04-12
Annual Report 2017-04-27
Annual Report 2016-03-23
Annual Report 2015-05-07

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Date of last update: 12 Nov 2024

Sources: Kentucky Secretary of State

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