|
HILLIARD LYONS 401(K) PLAN
|
2019
|
300450751
|
2020-04-15
|
HL FINANCIAL SERVICES, LLC
|
20
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1961-11-30
|
| Business code |
523110
|
| Sponsor’s telephone number |
5025888400
|
| Plan sponsor’s
address |
500 WEST JEFFERSON STREET STE 700, LOUISVILLE, KY, 40202
|
Signature of
| Role |
Plan administrator |
| Date |
2020-04-15 |
| Name of individual signing |
CHARLES M. GRIMLEY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HILLIARD LYONS PROFIT SHARING PLAN
|
2012
|
300450751
|
2014-07-09
|
HL FINANCIAL SERVICES, LLC
|
1203
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1961-11-30
|
| Business code |
523110
|
| Sponsor’s telephone number |
5025888400
|
| Plan sponsor’s mailing address |
500 WEST JEFFERSON, LOUISVILLE, KY, 40202
|
| Plan sponsor’s
address |
500 WEST JEFFERSON, LOUISVILLE, KY, 40202
|
Plan administrator’s name and address
| Administrator’s EIN |
300450751 |
| Plan administrator’s name |
HL FINANCIAL SERVICES, LLC |
| Plan administrator’s
address |
500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
| Administrator’s telephone number |
5025888400 |
Number of participants as of the end of the plan year
| Active participants |
1061 |
| Retired or separated participants receiving
benefits |
17 |
| Other
retired or separated participants entitled to future benefits |
162 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
1191 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
15 |
Signature of
| Role |
Plan administrator |
| Date |
2014-07-09 |
| Name of individual signing |
GARY ENGLAND |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-07-09 |
| Name of individual signing |
GARY ENGLAND |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HILLIARD LYONS PROFIT SHARING PLAN
|
2011
|
300450751
|
2013-06-17
|
HL FINANCIAL SERVICES, LLC
|
1268
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
1961-11-30
|
| Business code |
523110
|
| Sponsor’s telephone number |
5025888400
|
| Plan sponsor’s mailing address |
HL FINANCIAL SERVICES, LLC, LOUISVILLE, KY, 40202
|
| Plan sponsor’s
address |
500 WEST JEFFERSON, LOUISVILLE, KY, 40202
|
Plan administrator’s name and address
| Administrator’s EIN |
300450751 |
| Plan administrator’s name |
HL FINANCIAL SERVICES, LLC |
| Plan administrator’s
address |
HL FINANCIAL SERVICES, LLC, LOUISVILLE, KY, 40202 |
| Administrator’s telephone number |
5025888400 |
Number of participants as of the end of the plan year
| Active participants |
1024 |
| Retired or separated participants receiving
benefits |
3 |
| Other
retired or separated participants entitled to future benefits |
176 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
1180 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
3 |
Signature of
| Role |
Plan administrator |
| Date |
2013-06-17 |
| Name of individual signing |
DANA ESTES |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-06-17 |
| Name of individual signing |
DANA ESTES |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
HILLIARD LYONS PROFIT SHARING PLAN
|
2009
|
300450751
|
2010-08-18
|
HL FINANCIAL SERVICES, LLC
|
No data
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Plan sponsor’s mailing address |
500 WEST JEFFERSON, LOUISVILLE, KY, 40202
|
| Plan sponsor’s
address |
500 WEST JEFFERSON, LOUISVILLE, KY, 40202
|
Plan administrator’s name and address
| Administrator’s EIN |
300450751 |
| Plan administrator’s name |
HL FINANCIAL SERVICES, LLC |
| Plan administrator’s
address |
500 WEST JEFFERSON, LOUISVILLE, KY, 40202 |
|
