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DBS FINANCIAL SERVICES LLC

Company Details

Name: DBS FINANCIAL SERVICES LLC
Jurisdiction: Kentucky
Profit or Non-Profit: Profit
Legal type: Kentucky Limited Liability Company
Status: Active
Standing: Good
File Date: 05 May 2009 (16 years ago)
Organization Date: 05 May 2009 (16 years ago)
Organization Number: 0729194
Industry: Security & Commodity Brokers, Dealers, Exchanges & Services
Number of Employees: Small (0-19)
Primary County: Fayette
Place of Formation: KENTUCKY
Last Annual Report: 22 May 2024 (6 months ago)
Managed By: Managers
Principal Office: 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY 40509
Principal Office ZIP code: 40509

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DBS FINANCIAL SERVICES, LLC 401(K) PLAN 2023 264736355 2024-10-03 DBS FINANCIAL SERVICES, LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 8595438188
Plan sponsor’s address 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509

Signature of

Role Plan administrator
Date 2024-10-03
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
DBS FINANCIAL SERVICES, LLC CASH BALANCE PLAN 2023 264736355 2024-06-20 DBS FINANCIAL SERVICES, LLC 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2021-01-01
Business code 522300
Sponsor’s telephone number 8595438188
Plan sponsor’s address 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509

Signature of

Role Plan administrator
Date 2024-06-20
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
DBS FINANCIAL SERVICES, LLC CASH BALANCE PLAN 2022 264736355 2023-06-14 DBS FINANCIAL SERVICES, LLC 5
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2021-01-01
Business code 522300
Sponsor’s telephone number 8595438188
Plan sponsor’s address 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509

Signature of

Role Plan administrator
Date 2023-06-14
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
DBS FINANCIAL SERVICES, LLC 401(K) PLAN 2022 264736355 2023-08-28 DBS FINANCIAL SERVICES, LLC 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 8595438188
Plan sponsor’s address 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509

Signature of

Role Plan administrator
Date 2023-08-28
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
DBS FINANCIAL SERVICES, LLC 401(K) PLAN 2021 264736355 2022-08-01 DBS FINANCIAL SERVICES, LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 8595438188
Plan sponsor’s address 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509

Signature of

Role Plan administrator
Date 2022-08-01
Name of individual signing ANTHONY WARREN
Valid signature Filed with authorized/valid electronic signature
DBS FINANCIAL SERVICES, LLC 401(K) PLAN 2020 264736355 2021-04-21 DBS FINANCIAL SERVICES, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 8595438188
Plan sponsor’s address 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509

Signature of

Role Plan administrator
Date 2021-04-21
Name of individual signing DAVID SHORT
Valid signature Filed with authorized/valid electronic signature
DBS FINANCIAL SERVICES, LLC 401(K) PLAN 2019 264736355 2020-03-27 DBS FINANCIAL SERVICES, LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2019-01-01
Business code 523900
Sponsor’s telephone number 8595438188
Plan sponsor’s address 1795 ALYSHEBA WAY, SUITE 7104, LEXINGTON, KY, 40509

Signature of

Role Plan administrator
Date 2020-03-27
Name of individual signing DAVID SHORT
Valid signature Filed with authorized/valid electronic signature

Registered Agent

Name Role
DAVID B SHORT Registered Agent

Manager

Name Role
DAVID B SHORT Manager
TONYA N BREEDING Manager

Organizer

Name Role
DAVID B SHORT Organizer

Filings

Name File Date
Annual Report 2024-05-22
Annual Report 2023-03-20
Annual Report 2022-03-08
Annual Report 2021-02-11
Annual Report 2020-02-13
Annual Report 2019-04-25
Annual Report 2018-04-16
Annual Report 2017-04-25
Annual Report 2016-03-23
Annual Report 2015-04-27

Date of last update: 13 Nov 2024

Sources: Kentucky Secretary of State