AFTON RIVER INC. 401K PLAN
|
2020
|
453251743
|
2021-01-31
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan
sponsor’s DBA name |
HAPPEN STOCK LLC
|
Plan sponsor’s mailing address |
1890 STAR SHOOT PKWY, STE 170 - PMB 379, LEXINGTON, KY, 40509
|
Plan sponsor’s
address |
817 LIVANIA LN, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2021-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2021-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AFTON RIVER INC. 401K PLAN
|
2019
|
453251743
|
2021-01-31
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan
sponsor’s DBA name |
HAPPEN STOCK LLC
|
Plan sponsor’s mailing address |
1890 STAR SHOOT PKWY, STE 170 - PMB 379, LEXINGTON, KY, 40509
|
Plan sponsor’s
address |
817 LIVANIA LN, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
3 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Signature of
Role |
Plan administrator |
Date |
2021-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2021-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AFTON RIVER INC. 401K PLAN
|
2018
|
453251743
|
2020-01-31
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan
sponsor’s DBA name |
HAPPEN STOCK LLC
|
Plan sponsor’s mailing address |
1890 STAR SHOOT PKWY, STE 170 - PMB 379, LEXINGTON, KY, 40509
|
Plan sponsor’s
address |
817 LIVANIA LANE, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
Active participants |
0 |
Other
retired or separated participants entitled to future benefits |
3 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Signature of
Role |
Plan administrator |
Date |
2020-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AFTON RIVER INC. 401K PLAN
|
2017
|
453251743
|
2019-01-31
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan
sponsor’s DBA name |
HAPPEN STOCK LLC
|
Plan sponsor’s mailing address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 405091203
|
Plan sponsor’s
address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 405091203
|
Number of participants as of the end of the plan year
Active participants |
2 |
Other
retired or separated participants entitled to future benefits |
1 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Signature of
Role |
Plan administrator |
Date |
2019-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2019-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AFTON RIVER INC. 401K PLAN
|
2016
|
453251743
|
2018-01-31
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan
sponsor’s DBA name |
HAPPEN STOCK LLC
|
Plan sponsor’s mailing address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 405091203
|
Plan sponsor’s
address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 405091203
|
Number of participants as of the end of the plan year
Active participants |
2 |
Other
retired or separated participants entitled to future benefits |
1 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Signature of
Role |
Plan administrator |
Date |
2018-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2018-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AFTON RIVER INC. 401K PLAN
|
2015
|
453251743
|
2017-01-31
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan
sponsor’s DBA name |
HAPPEN STOCK LLC
|
Plan sponsor’s mailing address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 405091203
|
Plan sponsor’s
address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 405091203
|
Number of participants as of the end of the plan year
Active participants |
3 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Signature of
Role |
Plan administrator |
Date |
2017-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2017-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AFTON RIVER INC. 401K PLAN
|
2014
|
453251743
|
2016-01-31
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan sponsor’s mailing address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 40509
|
Plan sponsor’s
address |
2512 PALUMBO DR STE 110, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
Active participants |
3 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Signature of
Role |
Plan administrator |
Date |
2016-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2016-01-31 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
AFTON RIVER INC. 401K PLAN
|
2013
|
453251743
|
2015-01-29
|
AFTON RIVER INC
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2011-09-14
|
Business code |
454390
|
Sponsor’s telephone number |
8593792106
|
Plan sponsor’s mailing address |
2512 PALUMBO DR., STE 110, LEXINGTON, KY, 40509
|
Plan sponsor’s
address |
2512 PALUMBO DR., STE 110, LEXINGTON, KY, 40509
|
Number of participants as of the end of the plan year
Active participants |
3 |
Number of
participants
with
account balances as of the end of the plan year |
3 |
Signature of
Role |
Plan administrator |
Date |
2015-01-29 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2015-01-29 |
Name of individual signing |
ALICIA HENSLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|