| Name: | CETERA INVESTMENT MANAGEMENT LLC |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Foreign Limited Liability Company |
| Status: | Active |
| Standing: | Good |
| File Date: | 15 Apr 2013 (12 years ago) |
| Organization Number: | 0855150 |
| Industry: | Holding and other Investment Offices |
| Number of Employees: | Small (0-19) |
| Place of Formation: | DELAWARE |
| Authority Date: | 15 Apr 2013 (12 years ago) |
| Last Annual Report: | 28 Jun 2024 (5 months ago) |
| Principal Office: | 2301 ROSECRANS AVE, SUITE 5100, EL SEGUNDO, CA 90245 |
| Name | Role |
|---|---|
| JOSEPH D. NEARY | Member |
| THOMAS B. TAYLOR | Member |
| THOMAS A. GOOLEY | Member |
| Name | Role |
|---|---|
| CORPORATION SERVICE COMPANY | Registered Agent |
| Name | Action |
|---|---|
| CETERA INVESTMENT MANAGEMENT LLC | Old Name |
| TOWER SQUARE INVESTMENT MANAGEMENT LLC | Old Name |
| Name | File Date |
|---|---|
| Annual Report | 2024-06-28 |
| Annual Report | 2023-07-13 |
| Annual Report | 2022-05-12 |
| Principal Office Address Change | 2022-03-21 |
| Annual Report | 2021-06-20 |
| Annual Report | 2020-06-23 |
| Annual Report | 2019-06-17 |
| Principal Office Address Change | 2018-12-20 |
| Registered Agent name/address change | 2018-10-15 |
| Annual Report | 2018-06-20 |
Date of last update: 19 Nov 2024
Sources: Kentucky Secretary of State
