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Vanguard Financial Services, LLC

Company Details

Name: Vanguard Financial Services, LLC
Jurisdiction: Kentucky
Profit or Non-Profit: Profit
Legal type: Kentucky Limited Liability Company
Status: Inactive
Standing: Good
File Date: 11 Sep 2013 (11 years ago)
Organization Date: 11 Sep 2013 (11 years ago)
Organization Number: 0866846
Primary County: Kenton
Place of Formation: KENTUCKY
Last Annual Report: 07 Jun 2021 (3 years ago)
Managed By: Members
Principal Office: 2400 CHAMBER CENTER DR, SUITE 103, FT MITCHELL, KY 41017
Principal Office ZIP code: 41017

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
VANGUARD FINANCIAL SERVICES 401(K) PLAN 2019 611180109 2020-03-04 VANGUARD FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 522292
Sponsor’s telephone number 8599579744
Plan sponsor’s address 2400 CHAMBER CENTER DR., SUITE 103, FT. MITCHELL, KY, 41017

Signature of

Role Plan administrator
Date 2020-03-04
Name of individual signing MICHAEL WARD
Valid signature Filed with authorized/valid electronic signature
VANGUARD FINANCIAL SERVICES 401(K) PLAN 2018 611180109 2019-07-11 VANGUARD FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 522292
Sponsor’s telephone number 8599579744
Plan sponsor’s address 2400 CHAMBER CENTER DR., SUITE 103, FT. MITCHELL, KY, 41017

Signature of

Role Plan administrator
Date 2019-07-11
Name of individual signing MICHAEL WARD
Valid signature Filed with authorized/valid electronic signature
VANGUARD FINANCIAL SERVICES 401(K) PLAN 2017 611180109 2018-06-04 VANGUARD FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 522292
Sponsor’s telephone number 8599579744
Plan sponsor’s address 2400 CHAMBER CENTER DR., SUITE 103, FT. MITCHELL, KY, 41017

Signature of

Role Plan administrator
Date 2018-06-04
Name of individual signing MICHAEL WARD
Valid signature Filed with authorized/valid electronic signature
VANGUARD FINANCIAL SERVICES 401(K) PLAN 2016 611180109 2017-01-26 VANGUARD FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 522292
Sponsor’s telephone number 8599579744
Plan sponsor’s address 2400 CHAMBER CENTER DR., SUITE 103, FT. MITCHELL, KY, 41017

Signature of

Role Plan administrator
Date 2017-01-26
Name of individual signing MICHAEL WARD
Valid signature Filed with authorized/valid electronic signature
VANGUARD FINANCIAL SERVICES 401(K) PLAN 2015 611180109 2016-05-18 VANGUARD FINANCIAL SERVICES, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 522292
Sponsor’s telephone number 8599579744
Plan sponsor’s address 2400 CHAMBER CENTER DR., SUITE 103, FT. MITCHELL, KY, 41017

Signature of

Role Plan administrator
Date 2016-05-18
Name of individual signing MICHAEL WARD
Valid signature Filed with authorized/valid electronic signature
VANGUARD FINANCIAL SERVICES 401(K) PLAN 2014 611180109 2015-01-13 VANGUARD FINANCIAL SERVICES, LLC 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2014-01-01
Business code 522292
Sponsor’s telephone number 8599579744
Plan sponsor’s address 2400 CHAMBER CENTER DR., SUITE 103, FT. MITCHELL, KY, 41017

Signature of

Role Plan administrator
Date 2015-01-13
Name of individual signing MICHAEL WARD
Valid signature Filed with authorized/valid electronic signature

Member

Name Role
MICHAEL S. WARD Member
J. ROSS MCLAIN Member

Organizer

Name Role
MIKE WARD Organizer

Registered Agent

Name Role
CARLO R WESSELS Registered Agent

Filings

Name File Date
Dissolution 2021-07-23
Annual Report 2021-06-07
Annual Report 2020-03-04
Annual Report 2019-06-03
Annual Report 2018-06-07
Annual Report 2017-05-17
Principal Office Address Change 2016-03-08
Reinstatement Certificate of Existence 2016-01-29
Reinstatement 2016-01-29
Reinstatement Approval Letter Revenue 2016-01-29

Date of last update: 15 Nov 2024

Sources: Kentucky Secretary of State