| Name: | FIRST ALLIED RETIREMENT SERVICES, INC. |
| Jurisdiction: | Kentucky |
| Profit or Non-Profit: | Profit |
| Legal type: | Foreign Corporation |
| Status: | Inactive |
| Standing: | Good |
| File Date: | 22 Dec 2015 (9 years ago) |
| Organization Number: | 0939756 |
| Place of Formation: | CALIFORNIA |
| Authority Date: | 22 Dec 2015 (9 years ago) |
| Last Annual Report: | 09 Jun 2023 (a year ago) |
| Principal Office: | C/O CETERA FINANCIAL GROUP, LEGAL DEPT, 2301 ROSECRANS AVE. SUITE 5100 , EL SEGUNDO, CA 90245 |
| Name | Role |
|---|---|
| DAVID VAN HAVERMAAT | Assistant Secretary |
| Name | Role |
|---|---|
| KEITH SHORES | Treasurer |
| Name | Role |
|---|---|
| JOSEPH NEARY | Vice President |
| Name | Role |
|---|---|
| Lisa Gok | Secretary |
| Name | Role |
|---|---|
| SHEILA WOELFEL | Director |
| JON ANDERSON | Director |
| BRETT L. HARRISON | Director |
| Name | Role |
|---|---|
| KY SECRETARY OF STATE | Registered Agent |
| Name | Role |
|---|---|
| GUY HOCKER III | President |
| Name | Status | Expiration Date |
|---|---|---|
| CETERA RETIREMENT PLAN SPECIALISTS | Inactive | 2025-12-30 |
| Name | File Date |
|---|---|
| App. for Certificate of Withdrawal | 2023-07-20 |
| Annual Report | 2023-06-09 |
| Principal Office Address Change | 2022-05-16 |
| Annual Report | 2022-05-16 |
| Annual Report | 2021-06-20 |
| Name Renewal | 2020-10-29 |
| Annual Report | 2020-06-17 |
| Annual Report | 2019-06-17 |
| Registered Agent name/address change | 2018-10-15 |
| Annual Report | 2018-06-20 |
Date of last update: 18 Nov 2024
Sources: Kentucky Secretary of State
